Department of Justice
Washington, D.C.
THE PRESIDENT: At the dawn of our Republic, a small,
secret surveillance committee borne out of the “The Sons of Liberty” was
established in Boston. And the group’s members included Paul Revere.
At night, they would patrol the streets, reporting back any signs that
the British were preparing raids against America’s early Patriots.
Throughout American history, intelligence has helped
secure our country and our freedoms. In the Civil War, Union balloon
reconnaissance tracked the size of Confederate armies by counting the
number of campfires. In World War II, code-breakers gave us insights
into Japanese war plans, and when Patton marched across Europe,
intercepted communications helped save the lives of his troops. After
the war, the rise of the Iron Curtain and nuclear weapons only increased
the need for sustained intelligence gathering. And so, in the early
days of the Cold War, President Truman created the National Security
Agency, or NSA, to give us insights into the Soviet bloc, and provide
our leaders with information they needed to confront aggression and
avert catastrophe.
Throughout this evolution, we benefited from both our
Constitution and our traditions of limited government. U.S.
intelligence agencies were anchored in a system of checks and balances
-- with oversight from elected leaders, and protections for ordinary
citizens. Meanwhile, totalitarian states like East Germany offered a
cautionary tale of what could happen when vast, unchecked surveillance
turned citizens into informers, and persecuted people for what they said
in the privacy of their own homes.
In fact, even the United States proved not to be immune to
the abuse of surveillance. And in the 1960s, government spied on civil
rights leaders and critics of the Vietnam War. And partly in response
to these revelations, additional laws were established in the 1970s to
ensure that our intelligence capabilities could not be misused against
our citizens. In the long, twilight struggle against Communism, we had
been reminded that the very liberties that we sought to preserve could
not be sacrificed at the altar of national security.
If the fall of the Soviet Union left America without a
competing superpower, emerging threats from terrorist groups, and the
proliferation of weapons of mass destruction placed new and in some ways
more complicated demands on our intelligence agencies. Globalization
and the Internet made these threats more acute, as technology erased
borders and empowered individuals to project great violence, as well as
great good.
Moreover, these new threats raised new legal and new policy
questions. For while few doubted the legitimacy of spying on hostile
states, our framework of laws was not fully adapted to prevent terrorist
attacks by individuals acting on their own, or acting in small,
ideologically driven groups on behalf of a foreign power.
The horror of September 11th brought all these issues to
the fore. Across the political spectrum, Americans recognized that we
had to adapt to a world in which a bomb could be built in a basement,
and our electric grid could be shut down by operators an ocean away. We
were shaken by the signs we had missed leading up to the attacks -- how
the hijackers had made phone calls to known extremists and traveled to
suspicious places. So we demanded that our intelligence community
improve its capabilities, and that law
enforcement change practices to
focus more on preventing attacks before they happen than prosecuting
terrorists after an attack.
It is hard to overstate the transformation America’s
intelligence community had to go through after 9/11. Our agencies
suddenly needed to do far more than the traditional mission of
monitoring hostile powers and gathering information for policymakers.
Instead, they were now asked to identify and target plotters in some of
the most remote parts of the world, and to anticipate the actions of
networks that, by their very nature, cannot be easily penetrated with
spies or informants.
And it is a testimony to the hard work and dedication of
the men and women of our intelligence community that over the past
decade we’ve made enormous strides in fulfilling this mission. Today,
new capabilities allow intelligence agencies to track who a terrorist is
in contact with, and follow the trail of his travel or his funding.
New laws allow information to be collected and shared more quickly and
effectively between federal agencies, and state and local law
enforcement. Relationships with foreign intelligence services have
expanded, and our capacity to repel cyber-attacks have been
strengthened. And taken together, these efforts have prevented multiple
attacks and saved innocent lives -- not just here in the United States,
but around the globe.
And yet, in our rush to respond to a very real and novel
set of threats, the risk of government overreach -- the possibility that
we lose some of our core liberties in pursuit of security -- also
became more pronounced. We saw, in the immediate aftermath of 9/11, our
government engaged in enhanced interrogation techniques that
contradicted our values. As a Senator, I was critical of several
practices, such as warrantless wiretaps. And all too often new
authorities were instituted without adequate public debate.
Through a combination of action by the courts, increased
congressional oversight, and adjustments by the previous administration,
some of the worst excesses that emerged after 9/11 were curbed by the
time I took office. But a variety of factors have continued to
complicate America’s efforts to both defend our nation and uphold our
civil liberties.
First, the same technological advances that allow U.S.
intelligence agencies to pinpoint an al Qaeda cell in Yemen or an email
between two terrorists in the Sahel also mean that many routine
communications around the world are within our reach. And at a time
when more and more of our lives are digital, that prospect is
disquieting for all of us.
Second, the combination of increased digital information
and powerful supercomputers offers intelligence agencies the possibility
of sifting through massive amounts of bulk data to identify patterns or
pursue leads that may thwart impending threats. It’s a powerful tool.
But the government collection and storage of such bulk data also
creates a potential for abuse.
Third, the legal safeguards that restrict surveillance
against U.S. persons without a warrant do not apply to foreign persons
overseas. This is not unique to America; few, if any, spy agencies
around the world constrain their activities beyond their own borders.
And the whole point of intelligence is to obtain information that is not
publicly available. But America’s capabilities are unique, and the
power of new technologies means that there are fewer and fewer technical
constraints on what we can do. That places a special obligation on us
to ask tough questions about what we should do.
And finally, intelligence agencies cannot function without
secrecy, which makes their work less subject to public debate. Yet
there is an inevitable bias not only within the intelligence community,
but among all of us who are responsible for national security, to
collect more information about the world, not less. So in the absence
of institutional requirements for regular debate -- and oversight that
is public, as well as private or classified -- the danger of government
overreach becomes more acute. And this is particularly true when
surveillance technology and our reliance on digital information is
evolving much faster than our laws.
For all these reasons, I maintained a healthy skepticism
toward our surveillance programs after I became President. I ordered
that our programs be reviewed by my national security team and our
lawyers, and in some cases I ordered changes in how we did business. We
increased oversight and auditing, including new structures aimed at
compliance. Improved rules were proposed by the government and approved
by the Foreign Intelligence Surveillance Court. And we sought to keep
Congress continually updated on these activities.
What I did not do is stop these programs wholesale -- not
only because I felt that they made us more secure, but also because
nothing in that initial review, and nothing that I have learned since,
indicated that our intelligence community has sought to violate the law
or is cavalier about the civil liberties of their fellow citizens.
To the contrary, in an extraordinarily difficult job --
one in which actions are second-guessed, success is unreported, and
failure can be catastrophic -- the men and women of the intelligence
community, including the NSA, consistently follow protocols designed to
protect the privacy of ordinary people. They’re not abusing authorities
in order to listen to your private phone calls or read your emails.
When mistakes are made -- which is inevitable in any large and
complicated human enterprise -- they correct those mistakes. Laboring
in obscurity, often unable to discuss their work even with family and
friends, the men and women at the NSA know that if another 9/11 or
massive cyber-attack occurs, they will be asked, by Congress and the
media, why they failed to connect the dots. What sustains those who
work at NSA and our other intelligence agencies through all these
pressures is the knowledge that their professionalism and dedication
play a central role in the defense of our nation.
Now, to say that our intelligence community follows the
law, and is staffed by patriots, is not to suggest that I or others in
my administration felt complacent about the potential impact of these
programs. Those of us who hold office in America have a responsibility
to our Constitution, and while I was confident in the integrity of those
who lead our intelligence community, it was clear to me in observing
our intelligence operations on a regular basis that changes in our
technological capabilities were raising new questions about the privacy
safeguards currently in place.
Moreover, after an extended review of our use of drones in
the fight against terrorist networks, I believed a fresh examination of
our surveillance programs was a necessary next step in our effort to
get off the open-ended war footing that we’ve maintained since 9/11.
And for these reasons, I indicated in a speech at the National Defense
University last May that we needed a more robust public discussion about
the balance between security and liberty. Of course, what I did not
know at the time is that within weeks of my speech, an avalanche of
unauthorized disclosures would spark controversies at home and abroad
that have continued to this day.
And given the fact of an open investigation, I’m not going
to dwell on Mr. Snowden’s actions or his motivations; I will say that
our nation’s defense depends in part on the fidelity of those entrusted
with our nation’s secrets. If any individual who objects to government
policy can take it into their own hands to publicly disclose classified
information, then we will not be able to keep our people safe, or
conduct foreign policy. Moreover, the sensational way in which these
disclosures have come out has often shed more heat than light, while
revealing methods to our adversaries that could impact our operations in
ways that we may not fully understand for years to come.
Regardless of how we got here, though, the task before us
now is greater than simply repairing the damage done to our operations
or preventing more disclosures from taking place in the future.
Instead, we have to make some important decisions about how to protect
ourselves and sustain our leadership in the world, while upholding the
civil liberties and privacy protections that our ideals and our
Constitution require. We need to do so not only because it is right,
but because the challenges posed by threats like terrorism and
proliferation and cyber-attacks are not going away any time soon. They
are going to continue to be a major problem. And for our intelligence
community to be effective over the long haul, we must maintain the trust
of the American people, and people around the world.
This effort will not be completed overnight, and given the
pace of technological change, we shouldn’t expect this to be the last
time America has this debate. But I want the American people to know
that the work has begun. Over the last six months, I created an outside
Review Group on Intelligence and Communications Technologies to make
recommendations for reform. I consulted with the Privacy and Civil
Liberties Oversight Board, created by Congress. I’ve listened to
foreign partners, privacy advocates, and industry leaders. My
administration has spent countless hours considering how to approach
intelligence in this era of diffuse threats and technological
revolution. So before outlining specific changes that I’ve ordered, let
me make a few broad observations that have emerged from this process.
First, everyone who has looked at these problems,
including skeptics of existing programs, recognizes that we have real
enemies and threats, and that intelligence serves a vital role in
confronting them. We cannot prevent terrorist attacks or cyber threats
without some capability to penetrate digital communications -- whether
it’s to unravel a terrorist plot; to intercept malware that targets a
stock exchange; to make sure air traffic control systems are not
compromised; or to ensure that hackers do not empty your bank accounts.
We are expected to protect the American people; that requires us to
have capabilities in this field.
Moreover, we cannot unilaterally disarm our intelligence
agencies. There is a reason why BlackBerrys and iPhones are not allowed
in the White House Situation Room. We know that the intelligence
services of other countries -- including some who feign surprise over
the Snowden disclosures -- are constantly probing our government and
private sector networks, and accelerating programs to listen to our
conversations, and intercept our emails, and compromise our systems. We
know that.
Meanwhile, a number of countries, including some who have
loudly criticized the NSA, privately acknowledge that America has
special responsibilities as the world’s only superpower; that our
intelligence capabilities are critical to meeting these
responsibilities, and that they themselves have relied on the
information we obtain to protect their own people.
Second, just as ardent civil libertarians recognize the
need for robust intelligence capabilities, those with responsibilities
for our national security readily acknowledge the potential for abuse as
intelligence capabilities advance and more and more private information
is digitized. After all, the folks at NSA and other intelligence
agencies are our neighbors. They're our friends and family. They’ve
got electronic bank and medical records like everybody else. They have
kids on Facebook and Instagram, and they know, more than most of us, the
vulnerabilities to privacy that exist in a world where transactions are
recorded, and emails and text and messages are stored, and even our
movements can increasingly be tracked through the GPS on our phones.
Third, there was a recognition by all who participated in
these reviews that the challenges to our privacy do not come from
government alone. Corporations of all shapes and sizes track what you
buy, store and analyze our data, and use it for commercial purposes;
that’s how those targeted ads pop up on your computer and your
smartphone periodically. But all of us understand that the standards
for government surveillance must be higher. Given the unique power of
the state, it is not enough for leaders to say: Trust us, we won’t
abuse the data we collect. For history has too many examples when that
trust has been breached. Our system of government is built on the
premise that our liberty cannot depend on the good intentions of those
in power; it depends on the law to constrain those in power.
I make these observations to underscore that the basic
values of most Americans when it comes to questions of surveillance and
privacy converge a lot more than the crude characterizations that have
emerged over the last several months. Those who are troubled by our
existing programs are not interested in repeating the tragedy of 9/11,
and those who defend these programs are not dismissive of civil
liberties.
The challenge is getting the details right, and that is
not simple. In fact, during the course of our review, I have often
reminded myself I would not be where I am today were it not for the
courage of dissidents like Dr. King, who were spied upon by their own
government. And as President, a President who looks at intelligence
every morning, I also can’t help but be reminded that America must be
vigilant in the face of threats.
Fortunately, by focusing on facts and specifics rather
than speculation and hypotheticals, this review process has given me --
and hopefully the American people -- some clear direction for change.
And today, I can announce a series of concrete and substantial reforms
that my administration intends to adopt administratively or will seek to
codify with Congress.
First, I have approved a new presidential directive for
our signals intelligence activities both at home and abroad. This
guidance will strengthen executive branch oversight of our intelligence
activities. It will ensure that we take into account our security
requirements, but also our alliances; our trade and investment
relationships, including the concerns of American companies; and our
commitment to privacy and basic liberties. And we will review decisions
about intelligence priorities and sensitive targets on an annual basis
so that our actions are regularly scrutinized by my senior national
security team.
Second, we will reform programs and procedures in place to
provide greater transparency to our surveillance activities, and
fortify the safeguards that protect the privacy of U.S. persons. Since
we began this review, including information being released today, we
have declassified over 40 opinions and orders of the Foreign
Intelligence Surveillance Court, which provides judicial review of some
of our most sensitive intelligence activities -- including the Section
702 program targeting foreign individuals overseas, and the Section 215
telephone metadata program.
And going forward, I’m directing the Director of National
Intelligence, in consultation with the Attorney General, to annually
review for the purposes of declassification any future opinions of the
court with broad privacy implications, and to report to me and to
Congress on these efforts. To ensure that the court hears a broader
range of privacy perspectives, I am also calling on Congress to
authorize the establishment of a panel of advocates from outside
government to provide an independent voice in significant cases before
the Foreign Intelligence Surveillance Court.
Third, we will provide additional protections for
activities conducted under Section 702, which allows the government to
intercept the communications of foreign targets overseas who have
information that’s important for our national security. Specifically, I
am asking the Attorney General and DNI to institute reforms that place
additional restrictions on government’s ability to retain, search, and
use in criminal cases communications between Americans and foreign
citizens incidentally collected under Section 702.
Fourth, in investigating threats, the FBI also relies on
what's called national security letters, which can require companies to
provide specific and limited information to the government without
disclosing the orders to the subject of the investigation. These are
cases in which it's important that the subject of the investigation,
such as a possible terrorist or spy, isn’t tipped off. But we can and
should be more transparent in how government uses this authority.
I have therefore directed the Attorney General to amend
how we use national security letters so that this secrecy will not be
indefinite, so that it will terminate within a fixed time unless the
government demonstrates a real need for further secrecy. We will also
enable communications providers to make public more information than
ever before about the orders that they have received to provide data to
the government.
This brings me to the program that has generated the most
controversy these past few months -- the bulk collection of telephone
records under Section 215. Let me repeat what I said when this story
first broke: This program does not involve the content of phone calls,
or the names of people making calls. Instead, it provides a record of
phone numbers and the times and lengths of calls -- metadata that can be
queried if and when we have a reasonable suspicion that a particular
number is linked to a terrorist organization.
Why is this necessary? The program grew out of a desire
to address a gap identified after 9/11. One of the 9/11 hijackers --
Khalid al-Mihdhar -- made a phone call from San Diego to a known al
Qaeda safe-house in Yemen. NSA saw that call, but it could not see that
the call was coming from an individual already in the United States.
The telephone metadata program under Section 215 was designed to map the
communications of terrorists so we can see who they may be in contact
with as quickly as possible. And this capability could also prove
valuable in a crisis. For example, if a bomb goes off in one of our
cities and law enforcement is racing to determine whether a network is
poised to conduct additional attacks, time is of the essence. Being
able to quickly review phone connections to assess whether a network
exists is critical to that effort.
In sum, the program does not involve the NSA examining the
phone records of ordinary Americans. Rather, it consolidates these
records into a database that the government can query if it has a
specific lead -- a consolidation of phone records that the companies
already retained for business purposes. The review group turned up no
indication that this database has been intentionally abused. And I
believe it is important that the capability that this program is
designed to meet is preserved.
Having said that, I believe critics are right to point out
that without proper safeguards, this type of program could be used to
yield more information about our private lives, and open the door to
more intrusive bulk collection programs in the future. They’re also
right to point out that although the telephone bulk collection program
was subject to oversight by the Foreign Intelligence Surveillance Court
and has been reauthorized repeatedly by Congress, it has never been
subject to vigorous public debate.
For all these reasons, I believe we need a new approach. I
am therefore ordering a transition that will end the Section 215 bulk
metadata program as it currently exists, and establish a mechanism that
preserves the capabilities we need without the government holding this
bulk metadata.
This will not be simple. The review group recommended
that our current approach be replaced by one in which the providers or a
third party retain the bulk records, with government accessing
information as needed. Both of these options pose difficult problems.
Relying solely on the records of multiple providers, for example, could
require companies to alter their procedures in ways that raise new
privacy concerns. On the other hand, any third party maintaining a
single, consolidated database would be carrying out what is essentially a
government function but with more expense, more legal ambiguity,
potentially less accountability -- all of which would have a doubtful
impact on increasing public confidence that their privacy is being
protected.
During the review process, some suggested that we may also
be able to preserve the capabilities we need through a combination of
existing authorities, better information sharing, and recent
technological advances. But more work needs to be done to determine
exactly how this system might work.
Because of the challenges involved, I’ve ordered that the
transition away from the existing program will proceed in two steps.
Effective immediately, we will only pursue phone calls that are two
steps removed from a number associated with a terrorist organization
instead of the current three. And I have directed the Attorney General
to work with the Foreign Intelligence Surveillance Court so that during
this transition period, the database can be queried only after a
judicial finding or in the case of a true emergency.
Next, step two, I have instructed the intelligence
community and the Attorney General to use this transition period to
develop options for a new approach that can match the capabilities and
fill the gaps that the Section 215 program was designed to address
without the government holding this metadata itself. They will report
back to me with options for alternative approaches before the program
comes up for reauthorization on March 28th. And during this period, I
will consult with the relevant committees in Congress to seek their
views, and then seek congressional authorization for the new program as
needed.
Now, the reforms I’m proposing today should give the
American people greater confidence that their rights are being
protected, even as our intelligence and law enforcement agencies
maintain the tools they need to keep us safe. And I recognize that
there are additional issues that require further debate. For example,
some who participated in our review, as well as some members of
Congress, would like to see more sweeping reforms to the use of national
security letters so that we have to go to a judge each time before
issuing these requests. Here, I have concerns that we should not set a
standard for terrorism investigations that is higher than those involved
in investigating an ordinary crime. But I agree that greater oversight
on the use of these letters may be appropriate, and I’m prepared to
work with Congress on this issue.
There are also those who would like to see different
changes to the FISA Court than the ones I’ve proposed. On all these
issues, I am open to working with Congress to ensure that we build a
broad consensus for how to move forward, and I’m confident that we can
shape an approach that meets our security needs while upholding the
civil liberties of every American.
Let me now turn to the separate set of concerns that have
been raised overseas, and focus on America’s approach to intelligence
collection abroad. As I’ve indicated, the United States has unique
responsibilities when it comes to intelligence collection. Our
capabilities help protect not only our nation, but our friends and our
allies, as well. But our efforts will only be effective if ordinary
citizens in other countries have confidence that the United States
respects their privacy, too. And the leaders of our close friends and
allies deserve to know that if I want to know what they think about an
issue, I’ll pick up the phone and call them, rather than turning to
surveillance. In other words, just as we balance security and privacy
at home, our global leadership demands that we balance our security
requirements against our need to maintain the trust and cooperation
among people and leaders around the world.
For that reason, the new presidential directive that I’ve
issued today will clearly prescribe what we do, and do not do, when it
comes to our overseas surveillance. To begin with, the directive makes
clear that the United States only uses signals intelligence for
legitimate national security purposes, and not for the purpose of
indiscriminately reviewing the emails or phone calls of ordinary folks.
I’ve also made it clear that the United States does not collect
intelligence to suppress criticism or dissent, nor do we collect
intelligence to disadvantage people on the basis of their ethnicity, or
race, or gender, or sexual orientation, or religious beliefs. We do not
collect intelligence to provide a competitive advantage to U.S.
companies or U.S. commercial sectors.
And in terms of our bulk collection of signals
intelligence, U.S. intelligence agencies will only use such data to meet
specific security requirements: counterintelligence, counterterrorism,
counter-proliferation, cybersecurity, force protection for our troops
and our allies, and combating transnational crime, including sanctions
evasion.
In this directive, I have taken the unprecedented step of
extending certain protections that we have for the American people to
people overseas. I’ve directed the DNI, in consultation with the
Attorney General, to develop these safeguards, which will limit the
duration that we can hold personal information, while also restricting
the use of this information.
The bottom line is that people around the world,
regardless of their nationality, should know that the United States is
not spying on ordinary people who don’t threaten our national security,
and that we take their privacy concerns into account in our policies and
procedures. This applies to foreign leaders as well. Given the
understandable attention that this issue has received, I have made clear
to the intelligence community that unless there is a compelling
national security purpose, we will not monitor the communications of
heads of state and government of our close friends and allies. And I’ve
instructed my national security team, as well as the intelligence
community, to work with foreign counterparts to deepen our coordination
and cooperation in ways that rebuild trust going forward.
Now let me be clear: Our intelligence agencies will
continue to gather information about the intentions of governments -- as
opposed to ordinary citizens -- around the world, in the same way that
the intelligence services of every other nation does. We will not
apologize simply because our services may be more effective. But heads
of state and government with whom we work closely, and on whose
cooperation we depend, should feel confident that we are treating them
as real partners. And the changes I’ve ordered do just that.
Finally, to make sure that we follow through on all these
reforms, I am making some important changes to how our government is
organized. The State Department will designate a senior officer to
coordinate our diplomacy on issues related to technology and signals
intelligence. We will appoint a senior official at the White House to
implement the new privacy safeguards that I have announced today. I
will devote the resources to centralize and improve the process we use
to handle foreign requests for legal assistance, keeping our high
standards for privacy while helping foreign partners fight crime and
terrorism.
I have also asked my counselor, John Podesta, to lead a
comprehensive review of big data and privacy. And this group will
consist of government officials who, along with the President’s Council
of Advisors on Science and Technology, will reach out to privacy
experts, technologists and business leaders, and look how the challenges
inherent in big data are being confronted by both the public and
private sectors; whether we can forge international norms on how to
manage this data; and how we can continue to promote the free flow of
information in ways that are consistent with both privacy and security.
For ultimately, what’s at stake in this debate goes far
beyond a few months of headlines, or passing tensions in our foreign
policy. When you cut through the noise, what’s really at stake is how
we remain true to who we are in a world that is remaking itself at
dizzying speed. Whether it’s the ability of individuals to communicate
ideas; to access information that would have once filled every great
library in every country in the world; or to forge bonds with people on
other sides of the globe, technology is remaking what is possible for
individuals, and for institutions, and for the international order. So
while the reforms that I have announced will point us in a new
direction, I am mindful that more work will be needed in the future.
One thing I’m certain of: This debate will make us
stronger. And I also know that in this time of change, the United
States of America will have to lead. It may seem sometimes that America
is being held to a different standard. And I'll admit the readiness of
some to assume the worst motives by our government can be frustrating.
No one expects China to have an open debate about their surveillance programs, or Russia to take privacy concerns of citizens in other places into account. But let’s remember: We are held to a different standard precisely because we have been at the forefront of defending personal privacy and human dignity.
No one expects China to have an open debate about their surveillance programs, or Russia to take privacy concerns of citizens in other places into account. But let’s remember: We are held to a different standard precisely because we have been at the forefront of defending personal privacy and human dignity.
As the nation that developed the Internet, the world
expects us to ensure that the digital revolution works as a tool for
individual empowerment, not government control. Having faced down the
dangers of totalitarianism and fascism and communism, the world expects
us to stand up for the principle that every person has the right to
think and write and form relationships freely -- because individual
freedom is the wellspring of human progress.
Those values make us who we are. And because of the
strength of our own democracy, we should not shy away from high
expectations. For more than two centuries, our Constitution has
weathered every type of change because we have been willing to defend
it, and because we have been willing to question the actions that have
been taken in its defense. Today is no different. I believe we can
meet high expectations. Together, let us chart a way forward that
secures the life of our nation while preserving the liberties that make
our nation worth fighting for.
Thank you. God bless you. May God bless the United States of America. (Applause.)
No comments:
Post a Comment